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Training & Competence

Training & Competence (T&C) is a critical element in achieving compliance for the firm, the individual and the regulator.

An effective T&C Scheme prevents poor service to customers by setting high standards for everyone in the business of providing, and those who play a key role of providing advice directly to customers.

Failure to ensure that staff is competent is the root cause of many enforcement actions. Implementation of our Training and Competence programmes help you to achieve better trading results and improve the technical knowledge of employees meeting with the approval of you, your employees and the regulator.

Our Commitment to you

We provide high quality guidance that allows you to build competence programmes that fit your particular needs, thus helping to reduce errors and increase the quantity and quality of business written.

We help you to ensure that your staff and supervisors:

  • Are competent       
  • Remain competent for the work they do       
  • Are appropriately supervised       
  • Are regularly reviewed to ensure they remain competent      
  • Have an appropriate level of competence for the work they do

Training & Competence and Training Management

Effective Training & Competence and Training Management has the power to transform an organisation - let us help you with all your Training & Competence & Training management issues.

Whether you are a Training professional in a multi-national, managing Training issues in a medium-sized organisation or running a small business, you need to ensure you comply with FSA Training and Competence requirements.

Indeed, you need to do more than just comply - to make the most out of your Training you should follow best practice.

We are here to help you do just that - with our renowned business services, business advice and consultancy we have the answers.

Manuals Specifically Designed For You

We provide the following high quality firm specific Manuals:      

  • Training & Competence Manual for the business plus supporting documents  
  • Training & Competence Manual for T & C Supervisors plus supporting documents
  • Appraisal Manual plus supporting documentation
  • Recruitment Manual plus supporting documentation    
  • Training Plans